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Head of Compliance – Quality Assurance

The Bank of New York Mellon

This is a Full-time position in Pittsburgh, PA posted February 15, 2021.

The Compliance Quality Assurance team, within Enterprise Risk Assurance, is an objective second line validation function which aims to continuously assess the Bank of New York Mellon’s Compliance Risk Assessment (CRA) methodology, processes and governance, as well as verify the integrity of the qualitative and quantitative inputs to the assessment, to ensure that the CRA delivers objective, credible results and that the data it produces is reliable and conceptually sound. The team is a testing team, much like Internal Audit, which sits in the 2nd Line of Defense.The Head of Compliance Quality Assurance will lead a team of professional staff responsible for quality assurance reviews over the Inherent Risk and Control Environment components of the CRA. Oversight of test execution to evaluate the design and operating effectiveness of key controls in the control environment and detailed analysis of completeness / accuracy / quality of data. Articulate / report on results from review work performed, and write reports that present clear, concise and contextualized messages and findings in need of corrective action by the business compliance officers. Act as an ambassador for the Enterprise Risk Assurance function in a Liaison role capacity through direct and continuous engagement / interaction with relevant stakeholders across the organization.The candidate must possess:* An advanced level of understanding of compliance risk, including key laws, regulations and policies affecting BNY Mellon businesses throughout the world* Very Strong analytical skills with the ability to assess and test large/complex sets of data to draw conclusions, as well as the ability to assess and understand a process from end-to-end and be able to identify/test the key controls that exist within (or identify gaps if none exist).* The individual needs to be able to connect the dots across the tested elements to identify common trends / broad systemic issues. This includes performance Quality Assurance review over test work done.* High level focus on detail with superior workpaper documentation skills to ensure that deliverables support the work performed, and have high quality standards that are review-ready for Internal Audit and Regulators.* Strong communication skills with the ability to clearly present messages and known deficiencies to internal and external senior management which can be difficult in nature, and then articulate the appropriate actions neededQualificationsBachelor s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. 15-18 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.Minorities/Females/Individuals With Disabilities/Protected Veterans.Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.Primary Location: United States-Pennsylvania-PittsburghInternal Jobcode: 85163Job: RiskOrganization: Compliance-HR06015Requisition Number: 2011640